-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, I+r390xJE/CQO8VZX1O79EOL06DwLoaAlI7KzJ/1232yW22XuIoFzMdDdu0mKCkp ZdYFoxi0+3m/7p7pRCU5fg== 0001193125-10-027166.txt : 20100210 0001193125-10-027166.hdr.sgml : 20100210 20100210160455 ACCESSION NUMBER: 0001193125-10-027166 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20100210 DATE AS OF CHANGE: 20100210 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Woolcott Richard R CENTRAL INDEX KEY: 0001330177 FILING VALUES: FORM TYPE: SC 13G/A MAIL ADDRESS: STREET 1: 1740 MONROVIA AVENUE CITY: COSTA MESA STATE: CA ZIP: 92627 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Volcom Inc CENTRAL INDEX KEY: 0001324570 STANDARD INDUSTRIAL CLASSIFICATION: APPAREL & OTHER FINISHED PRODS OF FABRICS & SIMILAR MATERIAL [2300] IRS NUMBER: 330466919 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-81372 FILM NUMBER: 10587962 BUSINESS ADDRESS: STREET 1: 1740 MONROVIA AVENUE CITY: COSTA MESA STATE: CA ZIP: 92627 BUSINESS PHONE: 949-646-2175 MAIL ADDRESS: STREET 1: 1740 MONROVIA AVENUE CITY: COSTA MESA STATE: CA ZIP: 92627 SC 13G/A 1 dsc13ga.htm AMENDMENT NO. 4 TO SCHEDULE 13G Amendment No. 4 to Schedule 13G

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

SCHEDULE 13G

Under the Securities Exchange Act of 1934

(Amendment No. 4)*

 

 

VOLCOM, INC.

(Name of Issuer)

 

 

Common Stock, $0.001 par value per share

(Title of Class of Securities)

92864N 10 1

(CUSIP Number)

DECEMBER 31, 2009

(Date of Event Which Requires Filing of this Statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

¨ Rule 13d-1(b)

¨ Rule 13d-1(c)

x Rule 13d-1(d)

 

*   The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act, but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 


SCHEDULE 13G

 

 

CUSIP No. 92864N 10 1

 

  1   

NAME OF REPORTING PERSONS/

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)

 

    RICHARD WOOLCOTT

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

(a)  ¨        (b)  ¨

 

  3  

SEC USE ONLY

 

  4  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

    United States of America

NUMBER OF

SHARES

BENEFICIALLY 

OWNED BY

EACH

REPORTING

PERSON

WITH:

   5      

SOLE VOTING POWER

 

    3,150,932

   6   

SHARED VOTING POWER

 

    0

   7   

SOLE DISPOSITIVE POWER

 

    3,150,932

   8   

SHARED DISPOSITIVE POWER

 

    0

  9

 

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

    3,150,932

10

 

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions)      ¨

 

11

 

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

    12.92%1

12

 

TYPE OF REPORTING PERSON (See Instructions)

 

    IN

 

 

1

Based on 24,374,362 shares of the Issuer’s Common Stock outstanding as of December 31, 2009.

 

Page 2 of 4 pages


Item 1.

 

(a)

   Name of Issuer: VOLCOM, INC. (the “Issuer”)
 

(b)

   Address of Issuer’s Principal Executive Offices:
    

1740 Monrovia Avenue

Costa Mesa, California 92627

Item 2.

 

(a)

   Name of Person Filing:
     RICHARD WOOLCOTT
 

(b)

   Address of Principal Business Office:
    

1740 Monrovia Avenue

Costa Mesa, California 92627

 

(c)

   Citizenship: United States of America
 

(d)

   Title of Class of Securities: COMMON STOCK, $0.001 par value per share
 

(e)

   CUSIP Number: 92864N 10 1

Item 3.

  Statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c): NOT APPLICABLE

Item 4.

  Ownership.
  (a)    Amount beneficially owned: 3,150,932
  (b)    Percent of class: 12.92%2
  (c)    Number of shares as to which the person has:
     (i)    Sole power to vote or to direct the vote: 3,150,932
     (ii)    Shared power to vote or to direct the vote: 0
     (iii)    Sole power to dispose or to direct the disposition: 3,150,932
     (iv)    Shared power to dispose or to direct the disposition: 0

Item 5.

  Ownership of Five Percent or Less of a Class: NOT APPLICABLE

Item 6.

  Ownership of More Than Five Percent on Behalf of Another Person: NOT APPLICABLE

Item 7.

  Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company: NOT APPLICABLE

Item 8.

  Identification and Classification of Members of the Group: NOT APPLICABLE (See Item 4)

Item 9.

  Notice of Dissolution of Group: NOT APPLICABLE

Item 10.

  Certification: NOT APPLICABLE

 

2

Based on 24,374,362 shares of the Issuer’s Common Stock outstanding as of December 31, 2009.

 

Page 3 of 4 pages


SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Date: February 10, 2010      

/S/    RICHARD WOOLCOTT

      RICHARD WOOLCOTT

 

Page 4 of 4 pages

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